S. 5454
Exempts some private brokers from certain audit rules
Changes the Sarbanes-Oxley Act of 2002 so that audits of privately held brokers and dealers in good standing that do not carry customer accounts are left out of some of that law's audit requirements.
- Amends the Sarbanes-Oxley Act of 2002
- Leaves out audits of privately held, non-carrying brokers and dealers in good standing from certain requirements
- Applies to requirements in title I of that law
In committee